The last few decades have
witnessed tremendous advances in the scientific understanding of the
human brain and the human body as a whole. Furthermore, with the advent
of the new genetics, neuroscience's knowledge of the workings of
biological organisms is now brought to the subtlest level of individual
genes. This has resulted in unforeseen technological possibilities of
even manipulating the very codes of life, thereby giving rise to the
likelihood of creating entirely new realities for humanity as a whole.
Today the question of science's interface with wider humanity is no
longer a matter of academic interest alone; this question must assume a
sense of urgency for all those who are concerned about the fate of
human existence. I feel, therefore, that a dialogue between
neuroscience and society could have profound benefits in that it may
help deepen our basic understanding of what it means to be human and
our responsibilities for the natural world we share with other sentient
beings. I am glad to note that as part of this wider interface, there
is a growing interest among some neuroscientists in engaging in deeper
conversations with Buddhist contemplative disciplines.

Although
my own interest in science began as the curiosity of a restless young
boy growing up in Tibet, gradually the colossal importance of science
and technology for understanding the modern world dawned on me. Not
only have I sought to grasp specific scientific ideas but have also
attempted to explore the wider implications of the new advances in
human knowledge and technological power brought about through science.
The specific areas of science I have explored most over the years are
subatomic physics, cosmology, biology and psychology. For my limited
understanding of these fields I am deeply indebted to the hours of
generous time shared with me by Carl von Weizsacker and the late David
Bohm both of whom I consider to be my teachers in quantum mechanics,
and in the field of biology, especially neuroscience, by the late
Robert Livingstone and Francisco Varela. I am also grateful to the
numerous eminent scientists with whom I have had the privilege of
engaging in conversations through the auspices of the Mind and Life
Institute which initiated the Mind and Life conferences that began in
1987 at my residence in Dharamsala, India. These dialogues have
continued over the years and in fact the latest Mind and Life dialogue
concluded here in Washington just this week.

Some might wonder "What is a Buddhist monk doing taking such a deep
interest in science? What relation could there be between Buddhism, an
ancient Indian philosophical and spiritual tradition, and modern
science? What possible benefit could there be for a scientific
discipline such as neuroscience in engaging in dialogue with Buddhist
contemplative tradition?"

Although Buddhist contemplative tradition and modern science have
evolved from different historical, intellectual and cultural roots, I
believe that at heart they share significant commonalities, especially
in their basic philosophical outlook and methodology. On the
philosophical level, both Buddhism and modern science share a deep
suspicion of any notion of absolutes, whether conceptualized as a
transcendent being, as an eternal, unchanging principle such as soul,
or as a fundamental substratum of reality. Both Buddhism and science
prefer to account for the evolution and emergence of the cosmos and
life in terms of the complex interrelations of the natural laws of
cause and effect. From the methodological perspective, both traditions
emphasize the role of empiricism. For example, in the Buddhist
investigative tradition, between the three recognized sources of
knowledge - experience, reason and testimony - it is the evidence of
the experience that takes precedence, with reason coming second and
testimony last. This means that, in the Buddhist investigation of
reality, at least in principle, empirical evidence should triumph over
scriptural authority, no matter how deeply venerated a scripture may
be. Even in the case of knowledge derived through reason or inference,
its validity must derive ultimately from some observed facts of
experience. Because of this methodological standpoint, I have often
remarked to my Buddhist colleagues that the empirically verified
insights of modern cosmology and astronomy must compel us now to
modify, or in some cases reject, many aspects of traditional cosmology
as found in ancient Buddhist texts.

Since
the primary motive underlying the Buddhist investigation of reality is
the fundamental quest for overcoming suffering and perfecting the human
condition, the primary orientation of the Buddhist investigative
tradition has been toward understanding the human mind and its various
functions. The assumption here is that by gaining deeper insight into
the human psyche, we might find ways of transforming our thoughts,
emotions and their underlying propensities so that a more wholesome and
fulfilling way of being can be found. It is in this context that the
Buddhist tradition has devised a rich classification of mental states,
as well as contemplative techniques for refining specific mental
qualities. So a genuine exchange between the cumulative knowledge and
experience of Buddhism and modern science on a wide-ranging issues
pertaining to the human mind, from cognition and emotion to
understanding the capacity for transformation inherent in the human
brain can be deeply interesting and potentially beneficial as well. In
my own experience, I have felt deeply enriched by engaging in
conversations with neuroscientists and psychologists on such questions
as the nature and role of positive and negative emotions, attention,
imagery, as well the plasticity of the brain. The compelling evidence
from neuroscience and medical science of the crucial role of simple
physical touch for even the physical enlargement of an infant's brain
during the first few weeks powerfully brings home the intimate
connection between compassion and human happiness.

Buddhism
has long argued for the tremendous potential for transformation that
exists naturally in the human mind. To this end, the tradition has
developed a wide range of contemplative techniques, or meditation
practices, aimed specifically at two principal objectives - the
cultivation of a compassionate heart and the cultivation of deep
insights into the nature of reality, which are referred to as the union
of compassion and wisdom. At the heart of these meditation practices
lie two key techniques, the refinement of attention and its sustained
application on the one hand, and the regulation and transformation of
emotions on the other. In both of these cases, I feel, there might be
great potential for collaborative research between the Buddhist
contemplative tradition and neuroscience. For example, modern
neuroscience has developed a rich understanding of the brain mechanisms
that are associated with both attention and emotion. Buddhist
contemplative tradition, given its long history of interest in the
practice of mental training, offers on the other hand practical
techniques for refining attention and regulating and transforming
emotion. The meeting of modern neuroscience and Buddhist contemplative
discipline, therefore, could lead to the possibility of studying the
impact of intentional mental activity on the brain circuits that have
been identified as critical for specific mental processes. In the least
such an interdisciplinary encounter could help raise critical questions
in many key areas. For example, do individuals have a fixed capacity to
regulate their emotions and attention or, as Buddhist tradition argues,
their capacity for regulating these processes are greatly amenable to
change suggesting similar degree of amenability of the behavioral and
brain systems associated with these functions? One area where Buddhist
contemplative tradition may have important contribution to make is the
practical techniques it has developed for training in compassion. With
regard to mental training both in attention and emotional regulation it
also becomes crucial to raise the question of whether any specific
techniques have time-sensitivity in terms of their effectiveness, so
that new methods can be tailored to suit the needs of age, health, and
other variable factors.

A
note of caution is called for, however. It is inevitable that when two
radically different investigative traditions like Buddhism and
neuroscience are brought together in an interdisciplinary dialogue,
this will involve problems that are normally attendant to exchanges
across boundaries of cultures and disciplines. For example, when we
speak of the "science of meditation," we need to be sensitive to
exactly what is meant by such a statement. On the part of scientists, I
feel, it is important to be sensitive to the different connotations of
an important term such as meditation in their traditional context. For
example, in its traditional context, the term for meditation is bhavana
(in Sanskrit) or gom (in Tibetan). The Sanskrit term connotes the idea
of cultivation, such as cultivating a particular habit or a way of
being, while the Tibetan term gom has the connotation of cultivating
familiarity. So, briefly stated, meditation in the traditional Buddhist
context refers to a deliberate mental activity that involves
cultivating familiarity, be it with a chosen object, a fact, a theme,
habit, an outlook, or a way of being. Broadly speaking, there are two
categories of meditation practice - one focusing on stilling the mind
and the other on the cognitive processes of understanding. The two are
referred to as (i) stabilizing meditation and (ii) discursive
meditation. In both cases, the meditation can take many different
forms. For example, it may take the form of taking something as object
of one's cognition, such as meditating on one's transient nature. Or it
may take the form of cultivating a specific mental state, such as
compassion by developing a heartfelt, altruistic yearning to alleviate
others' suffering. Or, it could take the form of imagination, exploring
the human potential for generating mental imagery, which may be used in
various ways to cultivate mental well-being. So it is critical to be
aware of what specific forms of meditation one might be investigating
when engaged in collaborative research so that complexity of meditative
practices being studied is matched by the sophistication of the
scientific research.

Another
area where a critical perspective is required on the part of the
scientists is the ability to distinguish between the empirical aspects
of Buddhist thought and contemplative practice on the one hand and the
philosophical and metaphysical assumptions associated with these
meditative practices. In other words, just as we must distinguish
within the scientific approach between theoretical suppositions,
empirical observations based on experiments, and subsequent
interpretations, in the same manner it is critical to distinguish
theoretical suppositions, experientially verifiable features of mental
states, and subsequent philosophical interpretations in Buddhism. This
way, both parties in the dialogue can find the common ground of
empirical observable facts of the human mind, while not falling into
the temptation of reducing the framework of one discipline into that of
the other. Although the philosophical presuppositions and the
subsequent conceptual interpretations may differ between these two
investigative traditions, insofar as empirical facts are concerned,
facts must remain facts, no matter how one may choose to describe them.
Whatever the truth about the final nature of consciousness - whether or
not it is ultimately reducible to physical processes - I believe there
can be shared understanding of the experiential facts of the various
aspects of our perceptions, thoughts and emotions.

With
these precautionary considerations, I believe, a close cooperation
between these two investigative traditions can truly contribute toward
expanding the human understanding of the complex world of inner
subjective experience that we call the mind. Already the benefits of
such collaborations are beginning to be demonstrated. According to
preliminary reports, the effects of mental training, such as simple
mindfulness practice on a regular basis or the deliberate cultivation
of compassion as developed in Buddhism, in bringing about observable
changes in the human brain correlated to positive mental states can be
measured. Recent discoveries in neuroscience have demonstrated the
innate plasticity of the brain, both in terms of synaptic connections
and birth of new neurons, as a result of exposure to external stimuli,
such as voluntary physical exercise and an enriched environment. The
Buddhist contemplative tradition may help to expand this field of
scientific inquiry by proposing types of mental training that may also
pertain to neuroplasticity. If it turns out, as the Buddhist tradition
implies, that mental practice can effect observable synaptic and neural
changes in the brain, this could have far-reaching implications. The
repercussions of such research will not be confined simply to expanding
our knowledge of the human mind; but, perhaps more importantly, they
could have great significance for our understanding of education and
mental health. Similarly, if, as the Buddhist tradition claims, the
deliberate cultivation of compassion can lead to a radical shift in the
individual's outlook, leading to greater empathy toward others, this
could have far-reaching implications for society at large.

Finally,
I believe that the collaboration between neuroscience and the Buddhist
contemplative tradition may shed fresh light on the vitally important
question of the interface of ethics and neuroscience. Regardless of
whatever conception one might have of the relationship between ethics
and science, in actual practice, science has evolved primarily as an
empirical discipline with a morally neutral, value-free stance. It has
come to be perceived essentially as a mode of inquiry that gives
detailed knowledge of the empirical world and the underlying laws of
nature. Purely from the scientific point of view, the creation of
nuclear weapons is a truly amazing achievement. However, since this
creation has the potential to inflict so much suffering through
unimaginable death and destruction, we regard it as destructive. It is
the ethical evaluation that must determine what is positive and what is
negative. Until recently, this approach of segregating ethics and
science, with the understanding that the human capacity for moral
thinking evolves alongside human knowledge, seems to have succeeded.

Today, I believe that humanity is at a critical crossroad. The radical
advances that took place in neuroscience and particularly in genetics
towards the end of the twentieth century have led to a new era in human
history. Our knowledge of the human brain and body at the cellular and
genetic level, with the consequent technological possibilities offered
for genetic manipulation, has reached such a stage that the ethical
challenges of these scientific advances are enormous. It is all too
evident that our moral thinking simply has not been able to keep pace
with such rapid progress in our acquisition of knowledge and power. Yet
the ramifications of these new findings and their applications are so
far-reaching that they relate to the very conception of human nature
and the preservation of the human species. So it is no longer adequate
to adopt the view that our responsibility as a society is to simply
further scientific knowledge and enhance technological power and that
the choice of what to do with this knowledge and power should be left
in the hands of the individual. We must find a way of bringing
fundamental humanitarian and ethical considerations to bear upon the
direction of scientific development, especially in the life sciences.
By invoking fundamental ethical principles, I am not advocating a
fusion of religious ethics and scientific inquiry. Rather, I am
speaking of what I call "secular ethics" that embrace the key ethical
principles, such as compassion, tolerance, a sense of caring,
consideration of others, and the responsible use of knowledge and power
- principles that transcend the barriers between religious believers
and non-believers, and followers of this religion or that religion. I
personally like to imagine all human activities, including science, as
individual fingers of a palm. So long as each of these fingers is
connected with the palm of basic human empathy and altruism, they will
continue to serve the well-being of humanity. We are living in truly
one world. Modern economy, electronic media, international tourism, as
well as the environmental problems, all remind us on a daily basis how
deeply interconnected the world has become today. Scientific
communities play a vitally important role in this interconnected world.
For whatever historical reasons, today the scientists enjoy great
respect and trust within society, much more so than my own discipline
of philosophy and religion. I appeal to scientists to bring into their
professional work the dictates of the fundamental ethical principles we
all share as human beings.
Copyright 2005 Mind and Life Institute, Boulder, CO, USA. All rights reserved.